SEC Names Curley Associate Director for Clearance and Settlement
Posted by admin on October 28, 2011
Peter Curley was named associate director for clearance and settlement in the Securities and Exchang…
Source >>>
SEC Names Curley Associate Director for Clearance and Settlement
Posted by The PIPEs Report on October 27, 2011
Peter Curley was named associate director for clearance and settlement in the Securities and Exchang…
Source >>>
Legg Mason's Bowden Appointed to Lead SEC's National Investment Adviser Examination Program
Posted by The PIPEs Report on October 21, 2011
Andrew Bowden was appointed as an associate director to lead the National Investment Adviser/Investm…
Source >>>
SEC Appoints Senior Advisor Cohen as Associate Director of Enforcement
Posted by The PIPEs Report on December 17, 2010
Stephen L. Cohen was appointed as an associate director of the Securities and Exchange Commission's …
Source >>>
SEC Associate Director of Enforcement Conte Leaving to Join Law Firm
Posted by The PIPEs Report on August 30, 2010
Christopher Conte, an associate director of the Securities and Exchange Commission's enforcement div…
Source >>>