Regulators | OTC Capital Partners
Wednesday, February 8, 2012

Signs of split among Volcker rule’s foes

Posted by Reuters: Business News on February 2, 2012

WASHINGTON (Reuters) – As pro-business groups clamor to convince regulators to overhaul their draft of the controversial Volcker rule, fault lines are emerging within the opposition over just what a revamped draft should look like.



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Facebook to file $5 billion IPO Wednesday: IFR

Posted by Reuters: Business News on February 1, 2012

NEW YORK (Reuters) – Facebook is expected to submit paperwork to regulators on Wednesday morning for a $5 billion initial public offering and has selected Morgan Stanley and four other bookrunners to handle the mega-IPO, sources close to the deal told IFR.



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Facebook to file $5 billion IPO Wednesday: IFR

Posted by Reuters: Business News on January 31, 2012

NEW YORK (Reuters) – Facebook is expected to submit paperwork to regulators on Wednesday morning for a $5 billion initial public offering and has selected Morgan Stanley and four other bookrunners to handle the mega-IPO, sources close to the deal told IFR.



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Facebook to file $5 billion IPO: IFR

Posted by Reuters: Business News on

NEW YORK (Reuters) – Facebook is expected to submit paperwork to regulators on Wednesday morning for a $5 billion initial public offering and has selected Morgan Stanley and four other bookrunners to handle the mega-IPO, sources close to the deal told IFR.



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SEC, SIPC to argue in court over Stanford claims

Posted by Reuters: Business News on January 23, 2012

WASHINGTON (Reuters) – Securities regulators are due in court on Tuesday to argue that a brokerage industry-backed protection fund should let thousands of victims of Allen Stanford’s alleged Ponzi scheme file claims for compensation.



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FTC expands Google antitrust probe: source

Posted by Reuters: Business News on January 14, 2012

WASHINGTON (Reuters) – U.S. regulators looking at whether Google manipulates its search results to favor its own products have expanded the probe to include Google+, the search giant’s new social networking tool, a source familiar with the probe said on Friday.



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Silicon Valley calls the help desk on Volcker rule

Posted by Reuters: Business News on January 12, 2012

WASHINGTON (Reuters) – While Wall Street giants fight to get regulators to loosen the broad trading restrictions of the Volcker rule, a bank that sits in the heart of California’s high-tech corridor has mounted its own aggressive and more focused lobbying effort.



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China Finance Regulators Met with SEC, PCAOB in Washington, WSJ Says

Posted by admin on

Negotiations between the Securities and Exchange Commission, the Public Company Accounting Oversight…
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Global regulators signal leeway on new bank liquidity rules

Posted by Reuters: Business News on January 8, 2012

LONDON (Reuters) – Global regulators vowed on Sunday to press ahead with tough new liquidity rules for banks from 2015, but in a move to head off opposition from industry, also said lenders can tap into safety buffers in times of stress.



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Raskin says Fed will fine mortgage servicers

Posted by Reuters: Business News on January 7, 2012

WASHINGTON (Reuters) – Federal Reserve Governor Sarah Bloom Raskin on Saturday said the Fed must impose monetary penalties on banks who entered into an April agreement with regulators over how to fix problems in their mortgage servicing businesses.



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