SEC Puts 26 Companies, Mostly from China, On Notice For Possible Deregistration
Posted by admin on February 3, 2012
The Securities and Exchange Commission put 26 companies, 21 of which are from China, on administrati…
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SEC Names Maloney as Interim Inspector General
Posted by The PIPEs Report on January 30, 2012
Noelle Maloney was named interim inspector general of the Securities and Exchange Commission while t…
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Exiting watchdog sees flaws in SEC’s rulewriting
Posted by Reuters: Business News on January 28, 2012
WASHINGTON, DC (Reuters) – In his final act before departing the Securities and Exchange Commission on Friday, the agency’s inspector general, David Kotz, criticized how the agency analyzes the economic impact of some of its Dodd-Frank rules.
SEC Suspends Trading in Solar Energy Company Onyx Service
Posted by admin on January 27, 2012
Onyx Service & Solutions (ONYX), a company focused on solar technology, has had the trading of its s…
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SEC Accuses David Stern, First Resource of Pump And Dump
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Florida stock promoter David H. Stern and his company First Resource Group were charged by the Secur…
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Insight: How Allen Stanford kept the SEC at bay
Posted by Reuters: Business News on January 26, 2012
(Reuters) – In 2009, federal investigators finally arrested Houston financier R. Allen Stanford. For twenty years, Stanford allegedly had run a $7 billion Ponzi scheme from his offshore bank on the Caribbean island of Antigua. U.S. authorities had been nosing around Stanford’s empire for longer than a decade but hesitated to open a full-blown probe.
SEC Deregisters Shengtai Power
Posted by admin on January 24, 2012
Shengtai Power International, a Shenzhen, China-based producer of power supply products, has been de…
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SEC, SIPC to argue in court over Stanford claims
Posted by Reuters: Business News on January 23, 2012
WASHINGTON (Reuters) – Securities regulators are due in court on Tuesday to argue that a brokerage industry-backed protection fund should let thousands of victims of Allen Stanford’s alleged Ponzi scheme file claims for compensation.
SEC Inspector General Kotz leaving agency
Posted by Reuters: Business News on January 17, 2012
WASHINGTON (Reuters) – David Kotz, the tough internal watchdog at the Securities and Exchange Commission, is leaving the agency at the end of January to join a private investigative service.
SEC Inspector General Kotz leaving agency
Posted by Reuters: Business News on
WASHINGTON (Reuters) – David Kotz, the tough internal watchdog at the U.S. Securities and Exchange Commission, is leaving the agency at the end of January, the SEC said on Tuesday.
