SEC Puts 26 Companies, Mostly from China, On Notice For Possible Deregistration
Posted by admin on February 3, 2012
The Securities and Exchange Commission put 26 companies, 21 of which are from China, on administrati…
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SEC Names Maloney as Interim Inspector General
Posted by The PIPEs Report on January 30, 2012
Noelle Maloney was named interim inspector general of the Securities and Exchange Commission while t…
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Exiting watchdog sees flaws in SEC’s rulewriting
Posted by Reuters: Business News on January 28, 2012
WASHINGTON, DC (Reuters) – In his final act before departing the Securities and Exchange Commission on Friday, the agency’s inspector general, David Kotz, criticized how the agency analyzes the economic impact of some of its Dodd-Frank rules.
SEC Inspector General Kotz leaving agency
Posted by Reuters: Business News on January 17, 2012
WASHINGTON (Reuters) – David Kotz, the tough internal watchdog at the Securities and Exchange Commission, is leaving the agency at the end of January to join a private investigative service.
SEC Inspector General Kotz leaving agency
Posted by Reuters: Business News on
WASHINGTON (Reuters) – David Kotz, the tough internal watchdog at the U.S. Securities and Exchange Commission, is leaving the agency at the end of January, the SEC said on Tuesday.
SEC Promotes Robert Fisher to Deputy Director of Office of International Affairs
Posted by The PIPEs Report on January 12, 2012
The Securities and Exchange Commission promoted Robert Fisher to deputy director of the Office of In…
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Insight: SEC tightens leash on exchanges post "flash crash"
Posted by Reuters: Business News on
NEW YORK/WASHINGTON (Reuters) – The May 2010 “flash crash” was bad for almost everyone involved in the stock market, but for the Securities and Exchange Commission, it was a disaster.
SEC Promotes Robert Fisher to Deputy Director of Office of International Affairs
Posted by admin on
The Securities and Exchange Commission promoted Robert Fisher to deputy director of the Office of In…
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China Finance Regulators Met with SEC, PCAOB in Washington, WSJ Says
Posted by admin on
Negotiations between the Securities and Exchange Commission, the Public Company Accounting Oversight…
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PCAOB Gains Budget Approval From SEC For 10% Increase, Bloomberg Says
Posted by admin on January 11, 2012
The Securities and Exchange Commission has approved the Public Company Accounting Oversight Board's …
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